OTC type report

The report is intended to reflect over-the-counter operations in trading stocks and bonds.

The heading of the first page of the report contains the following data:

Name	Description
Statement of the account	report generation period. If a weekend is selected as the first response date during generation, it will not be indicated in the downloaded file.
Client name	client profile name
Client account number	client account name
Client email address	list of email addresses of users to whom the report is sent

The top right corner of each report page displays the broker logo specified in the broker settings for reports.

The bottom of each report page contains the text from the Report footer content field of the broker settings, as well as the Company address.

The last page of the report displays the signature specified in the Person signature field, as well as information from the fields added in the Report info content block.

The report consists of tables, the content of which is described below.

Portfolio evaluation as of the end of reporting period

The table shows the client's balances in various currencies:

Name	Description
Currency	currency
Actual value	current balance on the account
Expected value	expected balance on the account
Free balance	free funds on the account (Current balance minus the Blocked for orders account value)

Securities portfolio value

The table shows the market value of the portfolio by instrument type:

Name	Description
Equity	equities valus in the account portfolio at the end of the trading day.
Fixed income	bonds value in the account portfolio at the end of the trading day.
ETF	ETF instruments value in the account portfolio at the end of the trading day.

Actual - market value of the category instruments on the account, converted into the account currency. Expected - aggregated amount of portfolio volume for positions, trades for which have not yet been settled, converted into the account currency.

Gross amount of non-settled trades

The table displays the quoted amounts of trades that are in the process of settlement (i.e. when the trade has already been made, but the settlement has not yet been paid). The amounts in the table are shown separately for SELL and BUY trades.

Name	Description
Equity	volume of equity trades
Fixed income	volume of bond trades

Expected brokerage commission - already settled, but not yet actually charged brokerage commissions.

The Other expected fees table shows external commissions on trades (set when settling a trade):

Name	Description
Type	type of commission
Amount	aggregated amount of commission for trades with instruments of all categories

The Upcoming cash transfers value shows the total amount of known expected debits/credits to/from the account.

Securities portfolio

Title	Description	Subsection	Subsection description
Security name	security name	-	-
Instrument type	instrument type	-	-
Ticker	instrument ticker	-	-
ISIN	international security identification code	-	-
Place of keeping	profile of the custodian where the securities are kept	-	-
Close price	closing price of the instrument trade	-	-
-	-	Quote source	source of price received by the platform
-	-	Currency	price measurement currency
-	-	Net price (excluding accrued interest)	instrument price
-	-	Accrued interest	accrued coupon income (for bonds)
Actual portfolio value	the amount of recorded income for positions for which trades have already been settled	-	-
-	-	Quantity	amount of the instrument in the portfolio
-	-	Portfolio market value	market value of the portfolio by instrument
Expected portfolio value	portfolio value for positions for which trades have not yet been settled	-	-
-	-	Quantity	amount of the instrument in the portfolio
-	-	Portfolio market value	market value of the portfolio by instrument

Cash flow for reporting period

The report page contains information on cash flow by currency. Three tables are displayed on the page:

• Table with balances at the opening of the day

• Table with client transactions:

Name	Description
Date	date of the operation
Operation type	operation type (e.g. deposit or withdrawal)
Currency	operation currency
Amount	currency amount in the operation
Comment	transaction comment.

Comment additions: - for transactions of Settlement type, the field displays the client transaction ID, instrument name, its ISIN and instrument volume in the transaction. - for accumulated trading commissions, the month and year are indicated in the debit date. - for custody fee, the ticker of the instrument for which the debit is made is indicated in the field. - for commissions of External Broker fee type the ID of the client transaction for which the commission was generated is displayed. - for transactions of Dividend, Tax, Coupon and Redemption type/subtype the name and ISIN of the instrument are displayed.

• Table with balances at the close of the day

List of trades for reporting period

Name	Description
Date	trade date
Trade time UTC	trade time
Market	the market on which the instrument is traded. For example, OTC for over-the-counter transactions or US for American stocks.
Order number	order number in the platform
Trade number	trade number in the platform
Operation type	type of operation (e.g. direct trade or swap)
Trade side	trade side (e.g. buy or sell)
Quantity/Nominal amount	amount of the instrument in the trade
Security name	instrument name
Instrument type	instrument type
ISIN	international security identification number
Ticker	ticker of the instrument
Place of Settlement	profile of the custodian where the securities are held
Price	price of the instrument in the trade
Currency	quoted currency of the instrument
Gross consideration	quoted amount of the instrument
Accrued interest	accrued coupon income (for bonds)
Brokerage commission	internal brokerage commission
External brokerage commission	external brokerage commission (set at the time of trade settlement)
Exchange fees	exchange fees (set when settling a trade)
Counterparty fees	counterparty fees (set at trade settlement)
Tax	taxes (set at trade settlement)
Net consideration	total amount to be settled on the trade
Expected payment date	expected settlement date
Expected delivery date	Expected delivery date of the instrument

List of unsettled trades for reporting period

The trade enters this table on the date of its conclusion and remains here until the actual settlement.

The table fields are similar to those in the table List of trades for reporting period.

List of settled trades for reporting period

The trade appears in this table on the day of transactions (actual settlements) on it.

The table fields are similar to those in the List of trades for reporting period table, but the last two fields have been replaced by the fields Actual payment date - the actual transaction/settlement date of the trade and Actual delivery date - the actual date of delivery of the instrument to the account.

List of FX trades for reporting period

The report displays the conversion trades:

Name	Description
Date	trade date
Trade time UTC	trade time
Market	market price of the instrument in the trade
Order number	order number in the platform
Trade number	trade number in the platform
Ticker	ticker of the instrument in the platform
Trade side in base currency	trade side
Base currency	the base currency of the trade, i.e. the currency that is being bought/sold.
Counter currency	the counter currency of the transaction, i.e. the currency for which the base currency is bought/sold.
FX rate	conversion rate at the moment of trade conclusion
Amount in base currency	trade amount in base currency of the instrument
Amount in counter currency	trade amount in instrument's counter currency
Expected value date, base currency	expected settlement date in base currency of the instrument
Expected value date, counter currency	expected settlement date in instrument counter currency
Trade type	trade type (for example, direct or swap)
Brokerage commission	internal brokerage commissions
Exchange fees	exchange fees (set when settling a trade)
Comment	trade comment

List of unsettled FX trades for reporting period

A trade enters this table on the date of its conclusion and remains here until the actual settlement.

The table fields are similar to those in the List of FX trades for reporting period table.

List of unsettled FX trades for reporting period

A trade appears in this table on the day of transactions (actual settlements) on it.

The table fields are similar to those in the List of FX trades for reporting period table, but contain additional fields:

• Actual value date, base currency - actual transaction/settlement date for the base currency of the trade (debiting the base currency from the account)
• Actual value date, counter currency - actual transaction/settlement date for counter currency of the trade (delivery of counter currency to the account)